SELECT SECTOR SPDR TR

Ticker: XLF CUSIP: 81369Y605 Class: FINANCIAL

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 134,355 Value ($000) $3,706 Avg Close — Range —
Q2 2018
Shares 132,590 Value ($000) $3,526 Avg Close — Range —
Q1 2018
Shares 133,280 Value ($000) $3,659 Avg Close — Range —
Q4 2017
Shares 130,820 Value ($000) $3,651 Avg Close — Range —
Q3 2017
Shares 125,200 Value ($000) $3,238 Avg Close — Range —
Q2 2017
Shares 119,525 Value ($000) $2,949 Avg Close — Range —
Q1 2017
Shares 118,215 Value ($000) $2,805 Avg Close — Range —
Q4 2016
Shares 123,440 Value ($000) $2,870 Avg Close — Range —
Q4 2015
Shares 177,497 Value ($000) $4,230 Avg Close — Range —
Q3 2015
Shares 179,745 Value ($000) $4,073 Avg Close — Range —
Q2 2015
Shares 179,355 Value ($000) $4,373 Avg Close — Range —
Q1 2015
Shares 189,175 Value ($000) $4,561 Avg Close — Range —
Q4 2014
Shares 193,645 Value ($000) $4,789 Avg Close — Range —