SELECT SECTOR SPDR TR

Ticker: XLF CUSIP: 81369Y605 Class: FINANCIAL

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023
Shares 5,000 Value ($000) $161 Avg Close — Range —
Q4 2022
Shares 25,200 Value ($000) $862 Avg Close — Range —
Q3 2022
Shares 1,477 Value ($000) $45 Avg Close — Range —
Q1 2022
Shares 27 Value ($000) $1 Avg Close — Range —