SELECT SECTOR SPDR TR

Ticker: XLF CUSIP: 81369Y605 Class: FINANCIAL

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 1,430 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 1,399 Value ($000) $42 Avg Close — Range —
Q1 2022
Shares 1,785 Value ($000) $68 Avg Close — Range —
Q4 2021
Shares 1,984 Value ($000) $80 Avg Close — Range —
Q3 2021
Shares 39 Value ($000) $1 Avg Close — Range —
Q2 2021
Shares 103 Value ($000) $4 Avg Close — Range —
Q1 2021
Shares 12,670 Value ($000) $431 Avg Close — Range —
Q2 2020
Shares 40,495 Value ($000) $937 Avg Close — Range —
Q1 2020
Shares 45,156 Value ($000) $940 Avg Close — Range —
Q4 2019
Shares 53,487 Value ($000) $1,646 Avg Close — Range —
Q2 2019
Shares 2,336 Value ($000) $64 Avg Close — Range —
Q1 2019
Shares 5,398 Value ($000) $139 Avg Close — Range —
Q4 2018
Shares 4,666 Value ($000) $111 Avg Close — Range —