SELECT SECTOR SPDR TR

Ticker: XLI CUSIP: 81369Y704 Class: INDL

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 5,500 Value ($000) $390,000 Avg Close — Range —
Q3 2016
Shares 107,491 Value ($000) $6,275,000 Avg Close — Range —
Q1 2016
Shares 157,992 Value ($000) $8,764,000 Avg Close — Range —
Q2 2013
Shares 71,000 Value ($000) $3,027,000 Avg Close — Range —