SELECT SECTOR SPDR TR

Ticker: XLI CUSIP: 81369Y704 Class: INDL

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 4,056 Value ($000) $216 Avg Close — Range —
Q1 2014
Shares 9,000 Value ($000) $471 Avg Close — Range —