SELECT SECTOR SPDR TR

Ticker: XLK CUSIP: 81369Y803 Class: TECHNOLOGY

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 34,774 Value ($000) $1,682 Avg Close — Range —
Q1 2016
Shares 53,800 Value ($000) $2,387 Avg Close — Range —
Q4 2015
Shares 90,500 Value ($000) $3,876 Avg Close — Range —
Q1 2015
Shares 441,200 Value ($000) $18,283 Avg Close — Range —
Q4 2014
Shares 379,800 Value ($000) $15,705 Avg Close — Range —
Q3 2014
Shares 80,055 Value ($000) $3,195 Avg Close — Range —
Q2 2014
Shares 11,148 Value ($000) $428 Avg Close — Range —
Q1 2014
Shares 20,065 Value ($000) $729 Avg Close — Range —
Q4 2013
Shares 718,507 Value ($000) $25,680 Avg Close — Range —
Q3 2013
Shares 26,865 Value ($000) $860 Avg Close — Range —
Q2 2013
Shares 718,246 Value ($000) $21,967 Avg Close — Range —