SELECT SECTOR SPDR TR

Ticker: XLK CUSIP: 81369Y803 Class: TECHNOLOGY

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 6,479 Value ($000) $230 Avg Close — Range —
Q3 2013
Shares 63,650 Value ($000) $2,039 Avg Close — Range —