SELECT SECTOR SPDR TR

Ticker: XLK CUSIP: 81369Y803 Class: TECHNOLOGY

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 9,156 Value ($000) $657 Avg Close — Range —
Q1 2018
Shares 9,380 Value ($000) $614 Avg Close — Range —
Q4 2017
Shares 6,272 Value ($000) $401 Avg Close — Range —
Q3 2017
Shares 5,842 Value ($000) $345 Avg Close — Range —