SELECT SECTOR SPDR TR

Ticker: XLC CUSIP: 81369Y852 Class: COMMUNICATION

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 7,028 Value ($000) $329 Avg Close — Range —
Q4 2018
Shares 7,905 Value ($000) $326 Avg Close — Range —