SELECT SECTOR SPDR TR

Ticker: XLU CUSIP: 81369Y886 Class: SBI INT-UTILS

CONNING INC.'s Holding History (CIK: 0000801051)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 5,000 Value ($000) $210 Avg Close — Range —

Q2 2014

Shares 6,800 Value ($000) $301 Avg Close — Range —

Q1 2014

Shares 17,500 Value ($000) $726 Avg Close — Range —

Q4 2013

Shares 17,500 Value ($000) $664 Avg Close — Range —

Q3 2013

Shares 17,500 Value ($000) $654 Avg Close — Range —

Q2 2013

Shares 37,500 Value ($000) $1,411 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	5,000	$210	—	—
Q2 2014	6,800	$301	—	—
Q1 2014	17,500	$726	—	—
Q4 2013	17,500	$664	—	—
Q3 2013	17,500	$654	—	—
Q2 2013	37,500	$1,411	—	—