SELECT SECTOR SPDR TR

Ticker: XLU CUSIP: 81369Y886 Class: SBI INT-UTILS

ICONIQ Capital, LLC's Holding History (CIK: 0001569709)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013

Shares 11,300 Value ($000) $422 Avg Close — Range —

Q1 2013

Shares 62,925 Value ($000) $2,460 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2013	11,300	$422	—	—
Q1 2013	62,925	$2,460	—	—