SELECT SECTOR SPDR TR

Ticker: XLU CUSIP: 81369Y886 Class: SBI INT-UTILS

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 5,423 Value ($000) $350 Avg Close — Range —
Q1 2019
Shares 3,765 Value ($000) $219 Avg Close — Range —
Q4 2018
Shares 4,206 Value ($000) $223 Avg Close — Range —
Q3 2018
Shares 4,252 Value ($000) $224 Avg Close — Range —
Q2 2018
Shares 4,467 Value ($000) $232 Avg Close — Range —
Q1 2018
Shares 4,411 Value ($000) $223 Avg Close — Range —
Q4 2017
Shares 4,171 Value ($000) $210 Avg Close — Range —
Q3 2017
Shares 4,400 Value ($000) $233 Avg Close — Range —
Q2 2017
Shares 4,400 Value ($000) $229 Avg Close — Range —