SHIN ETSU CHEMICAL CO LTD ADR

Ticker: SHECY CUSIP: 824551105 Class: ADR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 23,029 Value ($000) $445 Avg Close — Range —
Q3 2016
Shares 22,466 Value ($000) $393 Avg Close — Range —
Q2 2016
Shares 24,941 Value ($000) $362 Avg Close — Range —
Q1 2016
Shares 30,147 Value ($000) $389 Avg Close — Range —
Q4 2015
Shares 13,942 Value ($000) $188 Avg Close — Range —
Q3 2015
Shares 15,777 Value ($000) $203 Avg Close — Range —
Q2 2015
Shares 16,422 Value ($000) $255 Avg Close — Range —
Q1 2015
Shares 10,231 Value ($000) $168 Avg Close — Range —
Q4 2014
Shares 10,708 Value ($000) $176 Avg Close — Range —
Q3 2014
Shares 9,307 Value ($000) $153 Avg Close — Range —
Q2 2014
Shares 9,512 Value ($000) $145 Avg Close — Range —
Q1 2014
Shares 7,703 Value ($000) $110 Avg Close — Range —
Q4 2013
Shares 6,816 Value ($000) $100 Avg Close — Range —
Q3 2013
Shares 5,288 Value ($000) $81 Avg Close — Range —
Q2 2013
Shares 4,905 Value ($000) $81 Avg Close — Range —