SHINSEI BANK LTD TOKYO SPONSORED ADR

CUSIP: 824631105 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 7,230 Value ($000) $31 Avg Close — Range —
Q2 2014
Shares 7,550 Value ($000) $34 Avg Close — Range —
Q1 2014
Shares 7,550 Value ($000) $30 Avg Close — Range —
Q4 2013
Shares 7,550 Value ($000) $37 Avg Close — Range —
Q3 2013
Shares 7,550 Value ($000) $37 Avg Close — Range —
Q2 2013
Shares 7,550 Value ($000) $34 Avg Close — Range —