SIEMENS A G

Ticker: SIEGY CUSIP: 826197501 Class: ADR

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 5,336 Value ($000) $739 Avg Close — Range —
Q3 2013
Shares 2,636 Value ($000) $318 Avg Close — Range —
Q2 2013
Shares 2,636 Value ($000) $267 Avg Close — Range —
Q1 2013
Shares 2,636 Value ($000) $284 Avg Close — Range —
Q4 2012
Shares 2,636 Value ($000) $289 Avg Close — Range —
Q3 2012
Shares 2,636 Value ($000) $264 Avg Close — Range —
Q2 2012
Shares 2,636 Value ($000) $222 Avg Close — Range —
Q1 2012
Shares 2,636 Value ($000) $266 Avg Close — Range —
Q4 2011
Shares 2,636 Value ($000) $252 Avg Close — Range —
Q3 2011
Shares 2,636 Value ($000) $237 Avg Close — Range —
Q2 2011
Shares 3,636 Value ($000) $500 Avg Close — Range —
Q1 2011
Shares 3,636 Value ($000) $499 Avg Close — Range —
Q4 2010
Shares 3,036 Value ($000) $377 Avg Close — Range —