SIEMENS A G

Ticker: SIEGY CUSIP: 826197501 Class: ADR

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 50,224 Value ($000) $6,788 Avg Close — Range —
Q4 2013
Shares 30,110 Value ($000) $4,171 Avg Close — Range —
Q3 2013
Shares 9,325 Value ($000) $1,124 Avg Close — Range —
Q2 2013
Shares 5,030 Value ($000) $509 Avg Close — Range —