SIEMENS A G

Ticker: SIEGY CUSIP: 826197501 Class: ADR

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 12,237 Value ($000) $1,654 Avg Close — Range —
Q4 2013
Shares 25,881 Value ($000) $3,585 Avg Close — Range —
Q3 2013
Shares 22,024 Value ($000) $2,740 Avg Close — Range —
Q2 2013
Shares 25,317 Value ($000) $2,565 Avg Close — Range —