SIGNATURE BK NEW YORK N Y

Ticker: SBNY CUSIP: 82669G104 Class: Common Stock

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 35,000 Value ($000) $4,476,000 Avg Close — Range —
Q3 2015
Shares 16,750 Value ($000) $2,304,000 Avg Close — Range —
Q2 2015
Shares 5,252 Value ($000) $769,000 Avg Close — Range —
Q1 2015
Shares 8,500 Value ($000) $1,101,000 Avg Close — Range —
Q3 2014
Shares 128,353 Value ($000) $14,383,000 Avg Close — Range —
Q2 2014
Shares 29,347 Value ($000) $3,703,000 Avg Close — Range —
Q3 2013
Shares 140,717 Value ($000) $12,878,000 Avg Close — Range —
Q2 2013
Shares 98,531 Value ($000) $8,180,000 Avg Close — Range —