SIGNATURE BK NEW YORK N Y

Ticker: SBNY CUSIP: 82669G104 Class: Common Stock

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022
Shares 7,000 Value ($000) $1,057 Avg Close — Range —
Q2 2022
Shares 8,600 Value ($000) $1,541 Avg Close — Range —
Q1 2021
Shares 20,500 Value ($000) $4,635 Avg Close — Range —
Q4 2020
Shares 77,038 Value ($000) $10,421 Avg Close — Range —