SIMPLIFY EXCHANGE TRADED FUN

Ticker: TUA CUSIP: 82889N657 Class: Common Stock

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 550 Value ($000) $12 Avg Close — Range —
Q2 2024
Shares 377,762 Value ($000) $8,054 Avg Close — Range —
Q1 2024
Shares 377,762 Value ($000) $8,262 Avg Close — Range —
Q4 2023
Shares 445,482 Value ($000) $10,313 Avg Close — Range —