SIMPLIFY EXCHANGE TRADED FUN

Ticker: CTA CUSIP: 82889N699 Class: ETF

Dakota Wealth Management's Holding History (CIK: 0001631353)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023
Shares 18,280 Value ($000) $431 Avg Close — Range —
Q3 2023
Shares 18,280 Value ($000) $504 Avg Close — Range —
Q2 2023
Shares 18,280 Value ($000) $466 Avg Close — Range —
Q1 2023
Shares 137,248 Value ($000) $3,214 Avg Close — Range —
Q4 2022
Shares 111,075 Value ($000) $2,889 Avg Close — Range —
Q3 2022
Shares 71,353 Value ($000) $2,093 Avg Close — Range —