SIMPLIFY EXCHANGE TRADED FUN

Ticker: CDX CUSIP: 82889N830 Class: HIGH YIELD ETF

PRINCIPAL SECURITIES, INC.'s Holding History (CIK: 0000012600)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 226,433 Value ($000) $5,043 Avg Close — Range —
Q3 2025
Shares 110,359 Value ($000) $2,528 Avg Close — Range —
Q2 2025
Shares 43,158 Value ($000) $1,006 Avg Close — Range —
Q1 2025
Shares 2,036 Value ($000) $44 Avg Close — Range —
Q4 2024
Shares 2,036 Value ($000) $44 Avg Close — Range —
Q3 2024
Shares 2,036 Value ($000) $48 Avg Close — Range —