SIMPLIFY EXCHANGE TRADED FUN

Ticker: CDX CUSIP: 82889N830 Class: HIGH YIELD ETF

Equitable Holdings, Inc.'s Holding History (CIK: 0001333986)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025
Shares 16,200 Value ($000) $371 Avg Close Range
Q2 2025
Shares 12,550 Value ($000) $293 Avg Close Range