SIMPLIFY EXCHANGE TRADED FUN

Ticker: CDX CUSIP: 82889N830 Class: HIGH YIELD ETF

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 725,182 Value ($000) $16,150 Avg Close — Range —
Q3 2025
Shares 796,259 Value ($000) $18,242 Avg Close — Range —
Q2 2025
Shares 421,603 Value ($000) $9,832 Avg Close — Range —
Q1 2025
Shares 32,607 Value ($000) $748 Avg Close — Range —
Q4 2024
Shares 25,853 Value ($000) $564 Avg Close — Range —
Q3 2024
Shares 20,657 Value ($000) $490 Avg Close — Range —