SIMPLIFY EXCHANGE TRADED FUN

Ticker: CDX CUSIP: 82889N830 Class: HIGH YIELD ETF

Cetera Investment Advisers's Holding History (CIK: 0001666741)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 38,583 Value ($000) $859 Avg Close — Range —
Q3 2025
Shares 38,623 Value ($000) $885 Avg Close — Range —