SINOCOKING COAL & COKE CH IN

CUSIP: 829357102 Class: COM

O'SHAUGHNESSY ASSET MANAGEMENT, LLC's Holding History (CIK: 0001423442)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 937 Value ($000) $2 Avg Close — Range —
Q4 2014
Shares 1,056 Value ($000) $3 Avg Close — Range —
Q3 2014
Shares 948 Value ($000) $4 Avg Close — Range —