SINOPEC SHANGHAI PETROCHEMIC

CUSIP: 82935M109 Class: COM

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 550 Value ($000) $15 Avg Close — Range —
Q1 2014
Shares 650 Value ($000) $17 Avg Close — Range —
Q4 2013
Shares 750 Value ($000) $21 Avg Close — Range —
Q3 2013
Shares 500 Value ($000) $19 Avg Close — Range —
Q2 2013
Shares 400 Value ($000) $13 Avg Close — Range —