SMITH A O CORP

Ticker: AOS CUSIP: 831865209 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 6,500 Value ($000) $351 Avg Close $21.19 Range $17.64 - $22.84
Q3 2013
Shares 6,163 Value ($000) $279 Avg Close $17.26 Range $14.95 - $19.03
Q2 2013
Shares 6,163 Value ($000) $223 Avg Close $15.38 Range $13.68 - $16.62