SMART & FINAL STORES INC

CUSIP: 83190B101 Class: COM

BAMCO INC /NY/'s Holding History (CIK: 0001017918)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 40,000 Value ($000) $222 Avg Close — Range —
Q4 2017
Shares 114,100 Value ($000) $976 Avg Close — Range —
Q3 2017
Shares 358,101 Value ($000) $2,811 Avg Close — Range —
Q2 2017
Shares 2,696,863 Value ($000) $24,541 Avg Close — Range —
Q1 2017
Shares 3,178,771 Value ($000) $38,463 Avg Close — Range —
Q4 2016
Shares 3,683,761 Value ($000) $51,941 Avg Close — Range —
Q3 2016
Shares 4,857,225 Value ($000) $62,027 Avg Close — Range —
Q2 2016
Shares 5,000,853 Value ($000) $74,463 Avg Close — Range —
Q1 2016
Shares 4,820,325 Value ($000) $78,089 Avg Close — Range —
Q4 2015
Shares 4,329,682 Value ($000) $78,844 Avg Close — Range —
Q3 2015
Shares 3,951,828 Value ($000) $62,083 Avg Close — Range —
Q2 2015
Shares 3,650,498 Value ($000) $65,234 Avg Close — Range —
Q1 2015
Shares 674,406 Value ($000) $11,870 Avg Close — Range —