SMART & FINAL STORES INC

CUSIP: 83190B101 Class: COM

Empyrean Capital Partners, LP's Holding History (CIK: 0001317195)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 456,924 Value ($000) $2,604 Avg Close — Range —
Q2 2018
Shares 456,924 Value ($000) $2,536 Avg Close — Range —
Q1 2018
Shares 541,624 Value ($000) $3,006 Avg Close — Range —
Q4 2017
Shares 920,283 Value ($000) $7,868 Avg Close — Range —
Q3 2017
Shares 920,283 Value ($000) $7,224 Avg Close — Range —
Q2 2017
Shares 720,283 Value ($000) $6,555 Avg Close — Range —
Q1 2017
Shares 819,100 Value ($000) $9,911 Avg Close — Range —
Q4 2016
Shares 1,125,000 Value ($000) $15,863 Avg Close — Range —
Q3 2016
Shares 1,125,000 Value ($000) $14,366 Avg Close — Range —
Q2 2016
Shares 830,069 Value ($000) $12,360 Avg Close — Range —
Q1 2016
Shares 914,619 Value ($000) $14,817 Avg Close — Range —
Q4 2015
Shares 1,150,000 Value ($000) $20,942 Avg Close — Range —
Q3 2015
Shares 1,989,649 Value ($000) $31,257 Avg Close — Range —
Q2 2015
Shares 2,290,111 Value ($000) $40,924 Avg Close — Range —
Q1 2015
Shares 1,915,229 Value ($000) $33,708 Avg Close — Range —
Q4 2014
Shares 1,728,295 Value ($000) $27,186 Avg Close — Range —
Q3 2014
Shares 900,000 Value ($000) $12,987 Avg Close — Range —