SMART & FINAL STORES INC

CUSIP: 83190B101 Class: COM

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 13,358 Value ($000) $188 Avg Close — Range —
Q3 2016
Shares 23,102 Value ($000) $295 Avg Close — Range —