SMITH MICRO SOFTWARE INC

CUSIP: 832154108 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 13,832 Value ($000) $14 Avg Close — Range —
Q1 2014
Shares 15,214 Value ($000) $30 Avg Close — Range —