SOLARCITY CORP

CUSIP: 83416TAA8 Class: CV 2.75% 11/01/2018

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q2 2017
Shares 25,000 Value ($000) $25 Avg Close — Range —