SONOMA PHARMACEUTICALS INC

CUSIP: 83558L105 Class: COM

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 13,748 Value ($000) $13 Avg Close — Range —
Q4 2018
Shares 17,344 Value ($000) $12 Avg Close — Range —
Q3 2018
Shares 5,791 Value ($000) $8 Avg Close — Range —
Q2 2018
Shares 5,280 Value ($000) $13 Avg Close — Range —
Q1 2018
Shares 4,603 Value ($000) $17 Avg Close — Range —
Q4 2017
Shares 4,444 Value ($000) $24 Avg Close — Range —
Q3 2017
Shares 1,000 Value ($000) $5 Avg Close — Range —
Q2 2017
Shares 1,690 Value ($000) $12 Avg Close — Range —
Q1 2017
Shares 1,094 Value ($000) $8 Avg Close — Range —
Q4 2016
Shares 1,901 Value ($000) $10 Avg Close — Range —