SONOMA PHARMACEUTICALS INC

CUSIP: 83558L113 Class: *W EXP 01/21/202

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 466 Value ($000) $0 Avg Close — Range —
Q1 2019
Shares 4,166 Value ($000) $0 Avg Close — Range —
Q4 2018
Shares 4,166 Value ($000) $0 Avg Close — Range —
Q2 2018
Shares 7,000 Value ($000) $1 Avg Close — Range —
Q1 2018
Shares 128 Value ($000) $0 Avg Close — Range —
Q4 2017
Shares 3,707 Value ($000) $2 Avg Close — Range —
Q3 2017
Shares 3,452 Value ($000) $1 Avg Close — Range —
Q2 2017
Shares 7,438 Value ($000) $3 Avg Close — Range —
Q1 2017
Shares 1,837 Value ($000) $1 Avg Close — Range —