SONY CORP

Ticker: SONY CUSIP: 835699307 Class: SPONSORED ADR

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 25,000 Value ($000) $701 Avg Close — Range —

Q3 2015

Shares 95,000 Value ($000) $2,328 Avg Close — Range —

Q3 2013

Shares 40,886 Value ($000) $880 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	25,000	$701	—	—
Q3 2015	95,000	$2,328	—	—
Q3 2013	40,886	$880	—	—