SONY CORP

Ticker: SONY CUSIP: 835699307 Class: SPONSORED ADR

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 26,200 Value ($000) $472 Avg Close — Range —

Q2 2014

Shares 50,000 Value ($000) $838 Avg Close — Range —

Q1 2014

Shares 100,000 Value ($000) $1,912 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	26,200	$472	—	—
Q2 2014	50,000	$838	—	—
Q1 2014	100,000	$1,912	—	—