SONY FINANCIAL HOLDINGS - UNSPONS ADR

CUSIP: 835707100 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 909 Value ($000) $15 Avg Close — Range —
Q2 2014
Shares 927 Value ($000) $16 Avg Close — Range —
Q1 2014
Shares 757 Value ($000) $12 Avg Close — Range —
Q4 2013
Shares 467 Value ($000) $9 Avg Close — Range —
Q3 2013
Shares 370 Value ($000) $7 Avg Close — Range —
Q2 2013
Shares 321 Value ($000) $5 Avg Close — Range —