SOPHIRIS BIO INC

CUSIP: 83578Q209 Class: FOREIGN CANADIAN

MORGAN STANLEY's Holding History (CIK: 0000895421)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 4,512 Value ($000) $2 Avg Close — Range —
Q3 2019
Shares 5,000 Value ($000) $3 Avg Close — Range —
Q2 2019
Shares 5,000 Value ($000) $4 Avg Close — Range —
Q1 2019
Shares 5,000 Value ($000) $5 Avg Close — Range —
Q4 2018
Shares 5,000 Value ($000) $4 Avg Close — Range —
Q3 2018
Shares 5,000 Value ($000) $14 Avg Close — Range —
Q2 2018
Shares 3,000 Value ($000) $8 Avg Close — Range —
Q1 2018
Shares 5,000 Value ($000) $10 Avg Close — Range —
Q4 2017
Shares 5,000 Value ($000) $11 Avg Close — Range —
Q3 2017
Shares 5,000 Value ($000) $11 Avg Close — Range —
Q2 2017
Shares 3,000 Value ($000) $7 Avg Close — Range —
Q1 2017
Shares 3,000 Value ($000) $8 Avg Close — Range —
Q4 2016
Shares 3,000 Value ($000) $8 Avg Close — Range —
Q3 2016
Shares 2,700 Value ($000) $8 Avg Close — Range —
Q2 2016
Shares 225 Value ($000) $0 Avg Close — Range —
Q1 2016
Shares 199,930 Value ($000) $288 Avg Close — Range —
Q4 2015
Shares 218,809 Value ($000) $389 Avg Close — Range —
Q3 2015
Shares 53,635 Value ($000) $46 Avg Close — Range —
Q2 2015
Shares 12,529 Value ($000) $10 Avg Close — Range —
Q1 2015
Shares 28 Value ($000) $0 Avg Close — Range —
Q4 2014
Shares 28 Value ($000) $0 Avg Close — Range —
Q3 2014
Shares 28 Value ($000) $0 Avg Close — Range —
Q2 2014
Shares 227 Value ($000) $0 Avg Close — Range —
Q1 2014
Shares 227 Value ($000) $1 Avg Close — Range —
Q4 2013
Shares 200 Value ($000) $1 Avg Close — Range —