SOPHIRIS BIO INC

CUSIP: 83578Q209 Class: FOREIGN CANADIAN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 10,000 Value ($000) $4 Avg Close — Range —
Q3 2019
Shares 10,000 Value ($000) $6 Avg Close — Range —
Q2 2019
Shares 10,000 Value ($000) $8 Avg Close — Range —
Q1 2019
Shares 10,000 Value ($000) $10 Avg Close — Range —
Q4 2018
Shares 10,000 Value ($000) $8 Avg Close — Range —
Q3 2018
Shares 10,000 Value ($000) $28 Avg Close — Range —
Q2 2018
Shares 10,000 Value ($000) $28 Avg Close — Range —
Q1 2018
Shares 10,000 Value ($000) $20 Avg Close — Range —
Q4 2017
Shares 10,000 Value ($000) $23 Avg Close — Range —
Q3 2017
Shares 10,000 Value ($000) $21 Avg Close — Range —
Q2 2017
Shares 10,000 Value ($000) $22 Avg Close — Range —
Q1 2017
Shares 10,000 Value ($000) $27 Avg Close — Range —
Q4 2016
Shares 10,000 Value ($000) $28 Avg Close — Range —
Q3 2016
Shares 10,000 Value ($000) $30 Avg Close — Range —