SOPHIRIS BIO INC

CUSIP: 83578Q209 Class: FOREIGN CANADIAN

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 11,426 Value ($000) $4 Avg Close — Range —
Q3 2019
Shares 5,512 Value ($000) $3 Avg Close — Range —
Q2 2019
Shares 7,072 Value ($000) $6 Avg Close — Range —
Q1 2019
Shares 6,874 Value ($000) $6 Avg Close — Range —
Q4 2018
Shares 16,001 Value ($000) $14 Avg Close — Range —
Q3 2018
Shares 5,512 Value ($000) $15 Avg Close — Range —
Q2 2018
Shares 5,512 Value ($000) $15 Avg Close — Range —
Q1 2018
Shares 5,512 Value ($000) $11 Avg Close — Range —
Q4 2017
Shares 5,512 Value ($000) $13 Avg Close — Range —
Q3 2017
Shares 5,512 Value ($000) $12 Avg Close — Range —
Q2 2017
Shares 6,000 Value ($000) $13 Avg Close — Range —
Q1 2017
Shares 9,228 Value ($000) $26 Avg Close — Range —
Q4 2016
Shares 9,346 Value ($000) $26 Avg Close — Range —
Q3 2016
Shares 4,000 Value ($000) $12 Avg Close — Range —
Q4 2015
Shares 12,830 Value ($000) $23 Avg Close — Range —
Q1 2015
Shares 4,851 Value ($000) $3 Avg Close — Range —
Q4 2014
Shares 8,940 Value ($000) $5 Avg Close — Range —