SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

HARBOUR INVESTMENTS, INC.'s Holding History (CIK: 0000810121)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022

Shares 2,200 Value ($000) $2 Avg Close $1.33 Range $0.74 - $1.89

Q3 2022

Shares 2,200 Value ($000) $4 Avg Close $2.27 Range $1.50 - $3.09

Q2 2022

Shares 2,200 Value ($000) $4 Avg Close $1.73 Range $1.15 - $2.48

Q4 2021

Shares 1,200 Value ($000) $6 Avg Close $6.21 Range $4.65 - $7.74

Q3 2021

Shares 6,898 Value ($000) $53 Avg Close $8.48 Range $7.31 - $11.07

Q2 2021

Shares 6,824 Value ($000) $66 Avg Close $7.96 Range $6.14 - $10.29

Q1 2021

Shares 7,021 Value ($000) $58 Avg Close $10.56 Range $6.58 - $17.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2022	2,200	$2	$1.33	$0.74 - $1.89
Q3 2022	2,200	$4	$2.27	$1.50 - $3.09
Q2 2022	2,200	$4	$1.73	$1.15 - $2.48
Q4 2021	1,200	$6	$6.21	$4.65 - $7.74
Q3 2021	6,898	$53	$8.48	$7.31 - $11.07
Q2 2021	6,824	$66	$7.96	$6.14 - $10.29
Q1 2021	7,021	$58	$10.56	$6.58 - $17.25