SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

CAPITAL MANAGEMENT ASSOCIATES /NY/'s Holding History (CIK: 0000825293)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 20,000 Value ($000) $155 Avg Close $6.73 Range $5.55 - $8.00
Q2 2016
Shares 20,000 Value ($000) $112 Avg Close $6.39 Range $5.26 - $7.80
Q1 2016
Shares 20,000 Value ($000) $108 Avg Close $5.81 Range $4.25 - $8.52
Q4 2015
Shares 20,000 Value ($000) $174 Avg Close $8.43 Range $7.18 - $10.71
Q3 2015
Shares 20,000 Value ($000) $168 Avg Close $15.93 Range $7.64 - $26.80