SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 35,000 Value ($000) $305 Avg Close $8.43 Range $7.18 - $10.71
Q3 2015
Shares 35,000 Value ($000) $294 Avg Close $15.93 Range $7.64 - $26.80
Q2 2015
Shares 14,000 Value ($000) $247 Avg Close $12.85 Range $8.15 - $17.83