SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022

Shares 3,508,377 Value ($000) $3,108 Avg Close $1.33 Range $0.74 - $1.89

Q3 2022

Shares 2,833,661 Value ($000) $4,449 Avg Close $2.27 Range $1.50 - $3.09

Q2 2022

Shares 2,766,904 Value ($000) $5,562 Avg Close $1.73 Range $1.15 - $2.48

Q1 2022

Shares 2,201,687 Value ($000) $5,130 Avg Close $3.12 Range $1.96 - $4.99

Q4 2021

Shares 2,143,094 Value ($000) $9,966 Avg Close $6.21 Range $4.65 - $7.74

Q3 2021

Shares 2,032,750 Value ($000) $15,510 Avg Close $8.48 Range $7.31 - $11.07

Q2 2021

Shares 1,730,560 Value ($000) $16,770 Avg Close $7.96 Range $6.14 - $10.29

Q1 2021

Shares 1,639,254 Value ($000) $13,557 Avg Close $10.56 Range $6.58 - $17.25

Q4 2020

Shares 1,522,549 Value ($000) $10,392 Avg Close $8.03 Range $5.17 - $12.31

Q3 2020

Shares 1,370,069 Value ($000) $15,277 Avg Close $9.15 Range $5.77 - $19.39

Q2 2020

Shares 442,623 Value ($000) $2,780 Avg Close $3.83 Range $1.70 - $10.00

Q1 2020

Shares 325,492 Value ($000) $599 Avg Close $2.88 Range $1.55 - $5.09

Q4 2019

Shares 317,029 Value ($000) $1,072 Avg Close $2.38 Range $1.39 - $4.40

Q3 2019

Shares 293,135 Value ($000) $628 Avg Close $2.33 Range $2.00 - $2.91

Q2 2019

Shares 274,446 Value ($000) $733 Avg Close $3.60 Range $2.52 - $4.75

Q1 2019

Shares 234,254 Value ($000) $1,113 Avg Close $2.62 Range $1.80 - $6.50

Q4 2018

Shares 272,665 Value ($000) $655 Avg Close $3.27 Range $1.95 - $4.59

Q3 2018

Shares 237,075 Value ($000) $1,044 Avg Close $5.54 Range $3.90 - $7.55

Q2 2018

Shares 179,939 Value ($000) $1,296 Avg Close $6.80 Range $4.50 - $8.25

Q1 2018

Shares 17,939 Value ($000) $93 Avg Close $7.11 Range $3.90 - $10.65

Q1 2017

Shares 39,855 Value ($000) $158 Avg Close $5.01 Range $3.90 - $6.08

Q4 2016

Shares 39,855 Value ($000) $196 Avg Close $6.01 Range $4.67 - $8.35

Q3 2016

Shares 39,855 Value ($000) $309 Avg Close $6.73 Range $5.55 - $8.00

Q2 2016

Shares 39,855 Value ($000) $224 Avg Close $6.39 Range $5.26 - $7.80

Q1 2016

Shares 39,855 Value ($000) $215 Avg Close $5.81 Range $4.25 - $8.52

Q4 2015

Shares 39,855 Value ($000) $348 Avg Close $8.43 Range $7.18 - $10.71

Q3 2015

Shares 39,855 Value ($000) $335 Avg Close $15.93 Range $7.64 - $26.80

Q2 2015

Shares 40,955 Value ($000) $722 Avg Close $12.85 Range $8.15 - $17.83

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2022	3,508,377	$3,108	$1.33	$0.74 - $1.89
Q3 2022	2,833,661	$4,449	$2.27	$1.50 - $3.09
Q2 2022	2,766,904	$5,562	$1.73	$1.15 - $2.48
Q1 2022	2,201,687	$5,130	$3.12	$1.96 - $4.99
Q4 2021	2,143,094	$9,966	$6.21	$4.65 - $7.74
Q3 2021	2,032,750	$15,510	$8.48	$7.31 - $11.07
Q2 2021	1,730,560	$16,770	$7.96	$6.14 - $10.29
Q1 2021	1,639,254	$13,557	$10.56	$6.58 - $17.25
Q4 2020	1,522,549	$10,392	$8.03	$5.17 - $12.31
Q3 2020	1,370,069	$15,277	$9.15	$5.77 - $19.39
Q2 2020	442,623	$2,780	$3.83	$1.70 - $10.00
Q1 2020	325,492	$599	$2.88	$1.55 - $5.09
Q4 2019	317,029	$1,072	$2.38	$1.39 - $4.40
Q3 2019	293,135	$628	$2.33	$2.00 - $2.91
Q2 2019	274,446	$733	$3.60	$2.52 - $4.75
Q1 2019	234,254	$1,113	$2.62	$1.80 - $6.50
Q4 2018	272,665	$655	$3.27	$1.95 - $4.59
Q3 2018	237,075	$1,044	$5.54	$3.90 - $7.55
Q2 2018	179,939	$1,296	$6.80	$4.50 - $8.25
Q1 2018	17,939	$93	$7.11	$3.90 - $10.65
Q1 2017	39,855	$158	$5.01	$3.90 - $6.08
Q4 2016	39,855	$196	$6.01	$4.67 - $8.35
Q3 2016	39,855	$309	$6.73	$5.55 - $8.00
Q2 2016	39,855	$224	$6.39	$5.26 - $7.80
Q1 2016	39,855	$215	$5.81	$4.25 - $8.52
Q4 2015	39,855	$348	$8.43	$7.18 - $10.71
Q3 2015	39,855	$335	$15.93	$7.64 - $26.80
Q2 2015	40,955	$722	$12.85	$8.15 - $17.83