SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

NATIONAL BANK OF CANADA /FI/'s Holding History (CIK: 0000926171)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022

Shares 1,250 Value ($000) $1 Avg Close $1.33 Range $0.74 - $1.89

Q3 2022

Shares 1,250 Value ($000) $2 Avg Close $2.27 Range $1.50 - $3.09

Q2 2022

Shares 1,250 Value ($000) $3 Avg Close $1.73 Range $1.15 - $2.48

Q1 2022

Shares 1,250 Value ($000) $3 Avg Close $3.12 Range $1.96 - $4.99

Q4 2021

Shares 1,250 Value ($000) $6 Avg Close $6.21 Range $4.65 - $7.74

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2022	1,250	$1	$1.33	$0.74 - $1.89
Q3 2022	1,250	$2	$2.27	$1.50 - $3.09
Q2 2022	1,250	$3	$1.73	$1.15 - $2.48
Q1 2022	1,250	$3	$3.12	$1.96 - $4.99
Q4 2021	1,250	$6	$6.21	$4.65 - $7.74