SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 282,917 Value ($000) $2,159 Avg Close $8.48 Range $7.31 - $11.07

Q2 2021

Shares 68,723 Value ($000) $666 Avg Close $7.96 Range $6.14 - $10.29

Q4 2020

Shares 177,086 Value ($000) $1,209 Avg Close $8.03 Range $5.17 - $12.31

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	282,917	$2,159	$8.48	$7.31 - $11.07
Q2 2021	68,723	$666	$7.96	$6.14 - $10.29
Q4 2020	177,086	$1,209	$8.03	$5.17 - $12.31