SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 200,000 Value ($000) $928 Avg Close $5.37 Range $4.20 - $6.87

Q2 2014

Shares 198,000 Value ($000) $1,307 Avg Close $7.54 Range $4.75 - $13.30

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	200,000	$928	$5.37	$4.20 - $6.87
Q2 2014	198,000	$1,307	$7.54	$4.75 - $13.30