SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

Aperio Group, LLC's Holding History (CIK: 0001364615)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 36,362 Value ($000) $248 Avg Close $8.03 Range $5.17 - $12.31

Q3 2020

Shares 43,217 Value ($000) $482 Avg Close $9.15 Range $5.77 - $19.39

Q2 2020

Shares 27,900 Value ($000) $175 Avg Close $3.83 Range $1.70 - $10.00

Q1 2020

Shares 14,384 Value ($000) $26 Avg Close $2.88 Range $1.55 - $5.09

Q2 2019

Shares 1,135 Value ($000) $3 Avg Close $3.60 Range $2.52 - $4.75

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	36,362	$248	$8.03	$5.17 - $12.31
Q3 2020	43,217	$482	$9.15	$5.77 - $19.39
Q2 2020	27,900	$175	$3.83	$1.70 - $10.00
Q1 2020	14,384	$26	$2.88	$1.55 - $5.09
Q2 2019	1,135	$3	$3.60	$2.52 - $4.75