SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 4,300 Value ($000) $27 Avg Close $3.83 Range $1.70 - $10.00

Q1 2018

Shares 9,695 Value ($000) $50 Avg Close $7.11 Range $3.90 - $10.65

Q4 2017

Shares 9,695 Value ($000) $37 Avg Close $2.60 Range $1.70 - $4.05

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	4,300	$27	$3.83	$1.70 - $10.00
Q1 2018	9,695	$50	$7.11	$3.90 - $10.65
Q4 2017	9,695	$37	$2.60	$1.70 - $4.05